Regulation Best Interest (RegBI) – Solutions for Firms with 50 advisors or less

Available On-demand

Meet the new regulatory standards under Regulation Best Interest with Morningstar’s data, research, and technology, built with firms with fewer than fifty advisors in mind.

On July 23 at 1PM CDT, Morningstar experts will reveal how your firm can use the Morningstar Reasonable Available Alternative (RAA) workflow and Product Shelf solution to determine investment lineups and make recommendations that meet the best interest of clients.

Presented by Matt Radgowski, Head of Advisory Solutions, Jason Stipp, Director of Individual Investor Products and Sara Mersinger, Senior Product Manager this live, webinar will cover:

Preparing for an eventual examination of your Reg BI preparedness by the SEC
Why firms with fewer than 50 advisors need to comply with Reg BI
The care obligation under Regulation Best Interest
Affordable Reg BI solutions available to your firm

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